Yau, Dabby Fung Yuk 丘鳳玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2008-12-15 | 2014-02-06 | Rep | Dealing in securities | 2008-12-15 | 2014-02-06 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2004-03-11 | Rep | Automated trading services | 2004-03-11 | Rep | Advising on securities | 2004-04-28 | Rep | Asset management | 2004-04-28 | Rep | Dealing in securities | 2008-12-02 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2008-12-02 | |
| 4 | SANFULL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-02-10 | |
| 5 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2014-02-10 |
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