Chiu, Pui Yu 趙沛宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2016-10-24 | 2016-12-28 | RO | Dealing in futures contracts | 2016-12-28 | 2022-08-31 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2016-10-24 | 2016-12-28 | RO | Dealing in securities | 2016-12-28 | 2022-08-31 | Rep | Advising on securities | 2018-04-10 | 2020-10-29 | Rep | Asset management | 2018-04-10 | 2022-08-31 | RO | Advising on securities | 2020-10-29 | 2022-08-31 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-11-15 | 2014-02-16 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-30 | 2010-06-18 | Rep | Advising on securities | 2010-01-11 | 2010-06-18 | Rep | Dealing in securities | 2010-11-15 | 2014-02-16 |
| 5 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-31 | 2009-01-22 | Rep | Dealing in securities | 2009-03-10 | 2009-12-01 |
| 6 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2014-02-27 | 2016-01-13 | RO | Dealing in futures contracts | 2016-01-13 | 2016-06-24 |
| 7 | Mason Securities Limited | Rep | Advising on securities | 2014-02-27 | 2015-11-11 | Rep | Dealing in securities | 2014-02-27 | 2016-01-13 | RO | Dealing in securities | 2016-01-13 | 2016-06-24 |
| 8 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-07-28 | 2016-10-12 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-07-28 | 2016-10-12 |
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