Lee, Chun Yip 李鎮業

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ADMIS Hong Kong Limited Rep Dealing in futures contracts 2013-08-23 2015-06-19
2 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Rep Dealing in futures contracts 2010-03-15 2013-08-13
3 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2010-03-15 2013-08-13
4 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2021-09-09
5 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2021-10-15
6 GF Securities (Hong Kong) Brokerage Limited Rep Dealing in securities 2018-08-28 2021-08-31
7 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2015-08-19 2018-08-10
8 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2015-06-29 2018-08-10

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