James, Todd Howard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BSI Investment Advisors (Hong Kong) Limited | Rep | Advising on securities | 2010-09-20 | 2011-03-14 | Rep | Dealing in securities | 2010-09-20 | 2011-03-14 | Rep | Asset management | 2011-01-21 | 2011-03-14 | RO | Advising on securities | 2011-03-14 | 2012-10-04 | RO | Asset management | 2011-03-14 | 2012-10-04 | RO | Dealing in securities | 2011-03-14 | 2012-10-04 |
| 2 | Differ Asset Management Company Limited | RO | Asset management | 2018-03-01 | 2023-08-09 |
| 3 | Differ Financial and Securities Limited | RO | Dealing in securities | 2018-02-13 | 2019-02-28 |
| 4 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2013-12-02 | 2015-03-26 | Rep | Asset management | 2013-12-02 | 2015-03-26 | Rep | Dealing in securities | 2013-12-02 | 2015-03-26 |
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