Rattiwat, Samson (SFC:AFW108) 范頌才
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-12-17 | 2008-02-14 | RO | Asset management | 2008-02-14 | 2018-11-28 | RO | Advising on securities | 2009-09-15 | 2018-11-28 | RO | Dealing in securities | 2012-04-02 | 2018-11-28 |
| 2 | CMS CAPITAL (HK) CO., LIMITED | RO | Advising on securities | 2004-11-17 | 2007-11-21 | RO | Asset management | 2004-11-17 | 2007-11-21 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2004-11-17 | 2007-11-21 | RO | Asset management | 2004-11-17 | 2007-11-21 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2007-03-30 | 2007-11-21 | RO | Asset management | 2007-03-30 | 2007-11-21 | RO | Dealing in securities | 2007-03-30 | 2007-11-21 |
| 5 | HUAJIN International Investment Management Limited | RO | Asset management | 2019-01-30 | |
| 6 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2004-03-26 | RO | Asset management | 2004-03-26 |
| 7 | Oshidori Corporate Finance Limited | Rep | Advising on corporate finance | 2003-11-26 | 2004-03-26 |
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