Li, Xiaoguang (SFC:AWL741) 李肖光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-12-15 | 2019-02-01 | Rep | Advising on securities | 2011-07-05 | 2019-02-01 | Rep | Dealing in securities | 2012-08-31 | 2019-02-01 |
| 2 | Greater Bay Area Development Fund Management Limited | RO | Advising on securities | 2019-04-15 | 2022-10-20 | RO | Asset management | 2019-04-15 | 2022-10-20 | RO | Dealing in securities | 2019-04-15 | 2022-10-20 |
| 3 | ORIX Asia Asset Management Limited | RO | Advising on securities | 2023-01-09 | RO | Asset management | 2023-01-09 | RO | Dealing in securities | 2023-01-09 |
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