Li, Xin (SFC:ANY390) 李昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-04-30 | 2012-06-20 | Rep | Advising on securities | 2009-11-24 | 2012-06-20 | RO | Advising on securities | 2012-06-20 | 2016-08-09 | RO | Asset management | 2012-06-20 | 2016-08-09 | RO | Dealing in securities | 2012-10-18 | 2016-08-09 |
| 2 | China Sunrise Asset Management Limited | Rep | Advising on securities | 2023-01-13 | 2023-02-08 | Rep | Asset management | 2023-01-13 | 2023-02-08 | RO | Advising on securities | 2023-02-08 | RO | Asset management | 2023-02-08 | RO | Dealing in securities | 2023-02-08 | 2023-11-06 |
| 3 | China Sunrise Securities (International) Limited | Rep | Advising on securities | 2023-01-13 | 2023-02-08 | RO | Advising on securities | 2023-02-08 | RO | Dealing in securities | 2023-02-08 |
| 4 | Dongxing Securities (Hong Kong) Asset Management Company Limited | RO | Advising on securities | 2017-02-08 | 2021-06-14 | RO | Asset management | 2017-02-08 | 2021-06-14 |
| 5 | GF Asset Management (Hong Kong) Limited | RO | Advising on securities | 2021-10-04 | 2022-10-14 | RO | Asset management | 2021-10-04 | 2022-10-14 |
| 6 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2006-09-22 | 2008-11-14 | Rep | Asset management | 2006-09-22 | 2008-11-14 |
| 7 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2006-09-22 | 2008-11-14 |
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