Lau, Kenneth Pui Man 劉沛文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-09-27 | 2017-07-27 | Rep | Dealing in securities | 2009-08-25 | 2017-07-27 | Rep | Advising on securities | 2015-07-28 | RO | Advising on corporate finance | 2017-07-27 | RO | Dealing in securities | 2017-07-27 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2007-01-18 | 2007-09-14 |
| 3 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-05-04 | 2007-09-14 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-11-07 | Rep | Advising on corporate finance | 2003-12-29 | Rep | Advising on securities | 2003-12-29 | Rep | Asset management | 2003-12-29 | Rep | Dealing in securities | 2004-04-06 |
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