Luo, Zhenxia (SFC:AMM420) 羅振夏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2005-09-22 | 2007-09-29 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-11-12 | 2014-05-13 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2015-06-22 | 2015-11-28 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-09-22 | 2007-09-29 |
| 5 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2008-11-12 | 2014-05-13 |
| 6 | CCB INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2014-05-13 | 2015-11-28 |
| 7 | HONOR ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2016-02-15 | 2022-11-22 |
| 8 | HONOR ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-02-15 | 2022-11-22 |
| 9 | HONOR SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2019-02-11 | 2020-03-25 |
| 10 | CCB INTERNATIONAL CAPITAL LIMITED | RO | Dealing in securities | 2014-05-13 | 2015-11-28 |
| 11 | HONOR SECURITIES (HK) LIMITED | RO | Dealing in securities | 2017-09-26 | 2021-11-22 |
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