Nie, Yang 聶洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-03-28 | 2014-01-19 | Rep | Dealing in securities | 2011-03-28 | 2014-01-19 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-02-28 | 2015-05-08 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-02-28 | 2015-05-08 |
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