Kao, Margaret Ju-Han 高若涵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2019-08-16 | |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-08-16 | |
| 3 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-12-11 | 2009-03-04 |
| 4 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2011-01-21 | 2013-11-01 |
| 5 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-21 | 2013-11-01 |
| 6 | Deltroit (Hong Kong) Limited | Rep | Advising on securities | 2014-01-14 | 2019-07-31 |
| 7 | Deltroit (Hong Kong) Limited | Rep | Asset management | 2014-01-14 | 2019-07-31 |
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