Leung, Siu Mun 梁小敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-04-13 | 2019-04-09 | RO | Dealing in securities | 2019-04-09 | Rep | Advising on securities | 2022-06-08 |
2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2005-03-31 | |
3 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2003-10-22 | 2004-02-19 | Rep | Dealing in securities | 2003-10-22 | 2016-03-18 |
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