Nip, Yau Ming 聶幼明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-07 | 2020-12-31 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-14 | Rep | Advising on securities | 2003-04-14 | Rep | Asset management | 2003-04-14 | Rep | Automated trading services | 2003-04-14 | Rep | Dealing in securities | 2003-04-14 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-14 | Rep | Advising on securities | 2003-04-14 | Rep | Asset management | 2003-04-14 | Rep | Automated trading services | 2003-04-14 | Rep | Dealing in securities | 2003-04-14 |
| 4 | EAA SECURITIES LIMITED | Rep | Dealing in securities | 2003-06-06 | 2004-04-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy