Wong, Chi Lok (SFC:ATY747) 黃之樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-08 | 2011-10-07 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-11-04 | 2013-04-10 | Rep | Dealing in futures contracts | 2012-06-26 | 2013-04-10 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-26 | 2014-02-28 | Rep | Dealing in securities | 2012-06-26 | 2014-02-28 |
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