Chan, Yuk Chun (SFC:AGD417) 陳玉珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on futures contracts | 2011-07-27 | 2016-08-24 | Rep | Advising on securities | 2011-07-27 | 2018-04-03 | Rep | Dealing in securities | 2011-07-27 | 2018-04-03 | RO | Advising on securities | 2018-04-03 | 2024-04-19 | RO | Dealing in securities | 2018-04-03 | 2024-04-19 |
| 2 | CHONG HING SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-11-24 | Rep | Advising on securities | 2004-11-24 | Rep | Asset management | 2004-11-24 | Rep | Automated trading services | 2004-11-24 | Rep | Dealing in securities | 2004-11-24 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2011-07-09 |
| 4 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2004-12-22 | 2008-06-01 |
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