Bhatt, Jay Hemant
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Admiralty Harbour Capital Limited | RO | Advising on securities | 2017-01-11 | 2019-03-31 | RO | Asset management | 2017-01-11 | 2019-03-31 | RO | Dealing in securities | 2017-01-11 | 2019-03-31 |
| 2 | ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Advising on securities | 2005-07-20 | 2008-06-01 | Rep | Asset management | 2005-07-20 | 2008-06-01 | Rep | Dealing in securities | 2006-05-26 | 2008-06-01 |
| 3 | Arta Asset Management Limited | Rep | Advising on securities | 2020-09-02 | 2020-09-21 | Rep | Asset management | 2020-09-02 | 2020-09-21 | Rep | Dealing in securities | 2020-09-02 | 2020-09-21 | RO | Advising on securities | 2020-09-21 | 2021-12-29 | RO | Asset management | 2020-09-21 | 2021-12-29 | RO | Dealing in securities | 2020-09-21 | 2021-12-29 |
| 4 | CHELSEA SECURITIES LIMITED (HK) | Rep | Advising on securities | 2011-01-14 | 2011-09-22 | Rep | Asset management | 2011-01-14 | 2011-09-22 | Rep | Dealing in securities | 2011-01-14 | 2011-09-22 | RO | Advising on securities | 2011-09-22 | 2012-05-28 | RO | Asset management | 2011-09-22 | 2012-05-28 | RO | Dealing in securities | 2011-09-22 | 2012-05-28 |
| 5 | China Finance Holdings Limited | Rep | Dealing in securities | 2015-05-08 | 2015-05-26 | RO | Dealing in securities | 2015-05-26 | 2016-07-06 |
| 6 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2004-05-10 | |
| 7 | CNCB (Hong Kong) Capital Limited | RO | Asset management | 2013-09-23 | 2015-05-04 | RO | Advising on securities | 2013-11-26 | 2015-05-04 |
| 8 | Finet Securities Limited | Rep | Dealing in securities | 2015-05-08 | 2015-05-26 | RO | Dealing in securities | 2015-05-26 | 2016-07-06 | RO | Advising on securities | 2015-12-17 | 2016-07-06 | RO | Asset management | 2015-12-17 | 2016-07-06 |
| 9 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | RO | Advising on securities | 2023-06-08 | RO | Asset management | 2023-06-08 | RO | Dealing in securities | 2023-06-08 |
| 10 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-06-08 | RO | Asset management | 2023-06-08 | RO | Dealing in securities | 2023-06-08 | 2024-05-17 |
| 11 | Quam Securities Limited | Rep | Advising on securities | 2010-05-17 | 2011-01-10 | Rep | Asset management | 2010-05-17 | 2011-01-10 | Rep | Dealing in securities | 2010-05-17 | 2011-01-10 |
| 12 | RuiLian Financial Group Company Limited | Rep | Advising on securities | 2022-06-17 | 2023-04-12 | Rep | Asset management | 2022-06-17 | 2023-04-12 | Rep | Dealing in securities | 2022-06-17 | 2023-04-12 |
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