Au, Kwun Mo 區君模
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-09-30 | |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-16 | 2006-08-10 | Rep | Dealing in securities | 2007-03-05 | Rep | Advising on securities | 2016-06-17 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-22 | 2007-01-13 |
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