Chan, Yan (SFC:AUG812) 陳欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADS Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2014-10-22 | 2018-05-31 | RO | Dealing in securities | 2016-05-25 | 2019-11-01 | Rep | Dealing in futures contracts | 2016-06-06 | 2019-05-31 | Rep | Advising on securities | 2017-09-28 | 2019-05-31 | RO | Leveraged foreign exchange trading | 2018-05-31 | 2019-11-01 | RO | Advising on securities | 2019-05-31 | 2019-11-01 | RO | Dealing in futures contracts | 2019-05-31 | 2019-11-01 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-01 | 2013-05-01 |
| 3 | GMO-Z.com Forex HK Limited | Rep | Leveraged foreign exchange trading | 2013-08-19 | 2014-09-17 |
| 4 | PingPong Intelligence Limited | Rep | Leveraged foreign exchange trading | 2021-08-27 | 2021-10-21 | RO | Leveraged foreign exchange trading | 2021-10-21 | 2023-01-09 |
| 5 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2019-11-25 | 2020-01-09 | RO | Leveraged foreign exchange trading | 2020-01-09 | 2021-07-31 |
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