Tao, Shi (SFC:AGS762) 陶石
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2009-11-04 | 2010-10-07 | Rep | Advising on securities | 2009-11-04 | 2014-09-04 |
| 2 | China Everbright Investment Management Limited | Rep | Advising on securities | 2014-09-16 | 2018-11-30 | Rep | Asset management | 2014-10-08 | 2018-08-06 | RO | Asset management | 2018-08-06 | 2018-11-30 |
| 3 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-03 | 2008-03-15 |
| 4 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2003-11-03 | 2008-03-15 |
| 5 | TPG Capital, Limited | Rep | Advising on securities | 2019-05-03 | 2019-06-06 | RO | Advising on securities | 2019-06-06 | 2019-11-29 | RO | Dealing in securities | 2019-06-06 | 2019-11-29 |
| 6 | TSSP Hong Kong (A) Limited | RO | Advising on securities | 2019-11-29 | 2022-01-01 | RO | Dealing in securities | 2019-11-29 | 2022-01-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy