Wong, Shing Yip 王成業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BS SECURITIES LIMITED | RO | Dealing in securities | 2019-06-18 | 2019-07-08 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-06-01 | 2016-09-08 | Rep | Leveraged foreign exchange trading | 2012-05-14 | 2016-09-08 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-05-20 | 2016-09-08 |
| 4 | China Jianxin Financial Services Limited | Rep | Dealing in securities | 2016-10-03 | 2017-01-12 | RO | Dealing in securities | 2017-01-12 | 2018-05-10 |
| 5 | CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Advising on securities | 2021-03-26 | 2023-05-08 | RO | Asset management | 2021-03-26 | 2023-05-08 | RO | Dealing in securities | 2021-03-26 | 2023-05-08 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-03-31 | 2008-10-31 |
| 7 | HING WONG SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-11 | 2011-04-01 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-09-14 | 2016-09-22 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-14 | 2016-09-22 |
| 10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-02-11 | 2009-07-15 |
| 11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-01-23 | 2009-07-15 |
| 12 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2019-10-30 | 2020-12-10 | Rep | Asset management | 2019-10-30 | 2020-12-10 | RO | Advising on securities | 2020-12-10 | 2021-03-25 | RO | Asset management | 2020-12-10 | 2021-03-25 |
| 13 | Plutus Securities Limited | Rep | Dealing in securities | 2019-07-31 | 2020-03-23 | RO | Dealing in securities | 2020-03-23 | 2021-03-25 |
| 14 | Smooth Noble (Globle) Limited | RO | Advising on securities | 2023-10-27 | RO | Asset management | 2023-10-27 |
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