Chan, Patrick Yu Sum 陳裕森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-07-27 | 2012-08-17 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-09-24 | 2020-01-24 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-09-24 | 2020-01-24 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-08-21 | 2015-09-19 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-03-05 | 2015-09-19 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-02-18 | 2023-10-10 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-02-18 | 2023-10-10 |
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