Lao, Steven Sun Ngai 呂孫毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2011-01-24 | 2013-11-29 | RO | Asset management | 2011-01-24 | 2013-11-29 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-29 | 2013-11-29 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-05-18 | 2010-02-20 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-10-03 | 2004-01-12 | Rep | Advising on securities | 2003-10-03 | 2004-01-12 |
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