Chan, Ka Chun (SFC:ABG469) 陳家俊

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2004-06-09
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED RO Advising on futures contracts 2011-10-03
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RO 2012-08-28
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2004-06-09
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2016-04-19
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2004-06-09
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep 2023-04-28
5 GOLDMAN SACHS (ASIA) L.L.C. Rep Automated trading services 2009-02-20 2011-03-30
6 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2004-07-20 2011-03-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Rep 2011-06-24 2011-10-03
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED RO 2011-10-03
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RO 2012-08-28
7 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2011-03-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2011-06-24
CICC US Securities (Hong Kong) Limited Rep 2011-06-24 2011-07-26
CICC US Securities, Inc. Rep 2011-06-24 2011-07-26
CICC US Securities (Hong Kong) Limited RO 2011-07-26
CICC US Securities, Inc. RO 2011-07-26 2011-10-31

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