Chan, Ka Chun (SFC:ABG469) 陳家俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-07-20 | 2011-03-30 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-06-09 | Rep | Advising on securities | 2004-06-09 | Rep | Asset management | 2004-06-09 | Rep | Dealing in securities | 2011-03-30 | Rep | Automated trading services | 2009-02-20 | 2011-03-30 |
| 3 | CICC US Securities, Inc. | Rep | Dealing in securities | 2011-06-24 | 2011-07-26 | RO | Dealing in securities | 2011-07-26 | 2011-10-31 |
| 4 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-06-24 | 2011-07-26 | RO | Dealing in securities | 2011-07-26 |
| 5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-24 | RO | Advising on futures contracts | 2012-08-28 | RO | Dealing in futures contracts | 2012-08-28 | Rep | Advising on securities | 2016-04-19 |
| 6 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-24 | 2011-10-03 | RO | Advising on futures contracts | 2011-10-03 | RO | Dealing in futures contracts | 2011-10-03 |
| 7 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2023-04-28 |
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