Ko, Margaret Yuyin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-07-15 | 2012-07-20 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-15 | 2012-07-20 |
| 3 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-07-15 | 2012-07-20 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-05-24 | 2011-04-20 | Rep | Automated trading services | 2009-02-20 | 2011-04-20 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-05-24 | 2011-04-20 |
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