Lu, Yilin (SFC:AOG682) 呂禕麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Acer King Capital Hong Kong Limited | Rep | Advising on securities | 2023-06-13 | 2023-06-29 | Rep | Asset management | 2023-06-13 | 2023-06-29 | RO | Advising on securities | 2023-06-29 | RO | Asset management | 2023-06-29 |
| 2 | Acer King Securities International Limited | Rep | Dealing in securities | 2023-06-13 | 2023-06-29 | RO | Dealing in securities | 2023-06-29 |
| 3 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2013-11-18 | 2013-12-23 | RO | Dealing in securities | 2013-12-23 | 2015-07-28 |
| 4 | Cheung On Securities Limited | RO | Advising on securities | 2018-07-20 | 2019-03-05 | RO | Asset management | 2018-07-20 | 2019-03-05 | RO | Dealing in securities | 2018-07-20 | 2019-03-05 | RO | Advising on securities | 2019-08-14 | 2020-01-21 | RO | Asset management | 2019-08-14 | 2020-01-21 | RO | Dealing in securities | 2019-08-14 | 2020-01-21 |
| 5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-15 | 2013-10-23 |
| 6 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2015-08-13 | 2016-06-10 |
| 7 | China Reserve Securities Limited | RO | Dealing in securities | 2016-10-05 | 2018-07-04 | RO | Advising on securities | 2016-12-15 | 2018-07-04 | RO | Asset management | 2017-06-23 | 2018-07-04 |
| 8 | China Zhong Sheng Securities Limited | Rep | Advising on securities | 2020-02-17 | 2020-02-26 | Rep | Asset management | 2020-02-17 | 2020-02-26 | Rep | Dealing in securities | 2020-02-17 | 2020-02-26 | RO | Advising on securities | 2020-02-26 | 2023-03-31 | RO | Asset management | 2020-02-26 | 2023-03-31 | RO | Dealing in securities | 2020-02-26 | 2023-03-31 |
| 9 | CICC US Securities (Hong Kong) Limited | RO | Dealing in securities | 2011-05-25 | 2013-10-23 |
| 10 | CICC US Securities, Inc. | Rep | Dealing in securities | 2008-05-30 | 2011-10-31 |
| 11 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2006-12-04 | 2007-10-19 | Rep | Dealing in securities | 2006-12-04 | 2007-10-19 |
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