Ng, Soon Wei 伍順輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-12 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-12 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-10-12 | |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-07-27 | 2009-01-22 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-01-22 | |
| 6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-27 | 2009-01-22 |
| 7 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2009-04-07 | 2010-04-14 |
| 8 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-27 |
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