Xu, Tao (SFC:AMF173) 許韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-01-27 | 2015-10-15 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-18 | 2015-10-15 | Rep | Advising on securities | 2012-06-12 | 2015-10-15 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-07-08 | 2005-07-22 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2005-07-08 | 2005-07-22 | Rep | Dealing in futures contracts | 2005-07-08 | 2005-07-22 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-07-08 | 2005-07-22 |
| 6 | Harmony Capital Global Asset Management Limited | RO | Advising on securities | 2023-06-14 | RO | Asset management | 2023-06-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy