Zhu, Hengqiu 朱恆秋

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BRIGHTWAY ASSET MANAGEMENT LIMITED RO Asset management 2017-12-28 2021-02-28
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Rep Dealing in futures contracts 2012-03-30 2013-04-12
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2011-09-16 2013-04-12
4 CMSC PARTNERS LIMITED RO Asset management 2021-06-21
5 CSOP Asset Management Limited Rep Advising on securities 2010-06-21 2011-07-29
Rep Asset management 2010-06-21 2011-07-29
6 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2005-05-13 2007-07-26
7 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2013-07-29 2014-01-18
8 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2013-07-29 2014-01-18
9 Lighthorse Asset Management (HK) Limited Rep Advising on securities 2014-04-14 2017-03-22
Rep Asset management 2014-04-14 2017-03-22
10 PRIME CAPITAL MANAGEMENT COMPANY LIMITED Rep Advising on securities 2007-12-03 2010-06-01
Rep Asset management 2007-12-03 2010-06-01

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