Zhu, Hengqiu 朱恆秋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRIME CAPITAL MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2007-12-03 | 2010-06-01 | Rep | Asset management | 2007-12-03 | 2010-06-01 |
| 2 | Lighthorse Asset Management (HK) Limited | Rep | Advising on securities | 2014-04-14 | 2017-03-22 | Rep | Asset management | 2014-04-14 | 2017-03-22 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-07-29 | 2014-01-18 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-29 | 2014-01-18 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-05-13 | 2007-07-26 |
| 6 | CSOP Asset Management Limited | Rep | Advising on securities | 2010-06-21 | 2011-07-29 | Rep | Asset management | 2010-06-21 | 2011-07-29 |
| 7 | CMSC PARTNERS LIMITED | RO | Asset management | 2021-06-21 | |
| 8 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-16 | 2013-04-12 |
| 9 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-03-30 | 2013-04-12 |
| 10 | BRIGHTWAY ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-12-28 | 2021-02-28 |
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