Chung, Chak Man 鍾澤敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-12-28 | 2010-02-24 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-28 | 2010-02-24 |
| 3 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-02-07 | 2015-03-17 |
| 4 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-02-27 | 2015-03-17 | Rep | Advising on securities | 2012-04-11 | 2015-03-17 |
| 5 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2011-07-14 | 2012-01-07 |
| 6 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-07-14 | 2012-01-07 |
| 7 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-01-21 | 2011-05-31 |
| 8 | Essence International Financial Holdings Limited | Rep | Dealing in securities | 2010-04-21 | 2011-05-31 |
| 9 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-16 | 2011-05-31 |
| 10 | Grand China Securities Limited | Rep | Dealing in securities | 2015-05-13 | 2015-06-25 | RO | Dealing in securities | 2015-06-25 | 2016-10-28 |
| 11 | Huafu International Asset Management Limited | RO | Asset management | 2021-01-25 | 2021-08-02 |
| 12 | Huafu International Securities Limited | RO | Advising on securities | 2021-01-25 | 2021-08-02 | RO | Dealing in securities | 2021-01-25 | 2021-08-02 |
| 13 | Pacific International Securities Limited | RO | Dealing in securities | 2016-11-07 | 2019-02-11 | RO | Advising on securities | 2017-10-06 | 2019-02-11 | RO | Asset management | 2017-10-06 | 2019-02-11 |
| 14 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-07-23 | 2009-04-10 |
| 15 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-23 | 2009-04-10 | Rep | Advising on securities | 2008-07-09 | 2009-04-10 |
| 16 | Shuang Ji (Hong Kong) Securities Limited | RO | Dealing in securities | 2019-02-18 | 2020-07-02 | RO | Advising on securities | 2019-02-18 | 2020-11-30 | RO | Asset management | 2019-09-26 | 2020-11-30 | RO | Advising on securities | 2021-08-05 | 2023-02-01 | RO | Asset management | 2021-08-05 | 2023-02-01 |
| 17 | ZHONGMING SECURITIES LIMITED | RO | Advising on securities | 2023-03-31 | RO | Asset management | 2023-03-31 | RO | Dealing in securities | 2023-03-31 |
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