Wong, Tin Yu (SFC:AFS830) 黃天宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2009-01-15 | 2017-10-20 | Rep | Dealing in futures contracts | 2021-10-26 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2007-06-14 | 2007-06-30 | Rep | Dealing in securities | 2008-10-16 | 2015-06-26 | Rep | Advising on securities | 2013-03-19 | 2017-10-20 | RO | Dealing in securities | 2015-06-26 | 2017-10-20 | Rep | Advising on securities | 2021-10-26 | Rep | Dealing in securities | 2021-10-26 | 2022-02-21 | RO | Dealing in securities | 2022-02-21 |
| 3 | CHONG HING SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-30 | Rep | Advising on securities | 2003-04-30 | Rep | Asset management | 2003-04-30 | Rep | Automated trading services | 2003-04-30 | Rep | Dealing in securities | 2003-04-30 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2017-12-19 | 2018-03-07 | Rep | Advising on securities | 2017-12-19 | 2020-04-06 | RO | Dealing in securities | 2018-03-07 | 2020-04-06 |
| 5 | ICBC (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-17 | 2007-05-27 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-07-10 | 2008-09-29 |
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