Chu, Hung 朱紅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-09-24 | Rep | Dealing in securities | 2013-09-24 | Rep | Advising on securities | 2014-02-21 |
| 2 | CES Private (HK) Limited | Rep | Advising on corporate finance | 2004-01-16 | Rep | Asset management | 2004-01-16 | Rep | Advising on securities | 2005-03-31 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2010-12-30 | 2012-06-25 | Rep | Dealing in securities | 2010-12-30 | 2012-06-25 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-08-07 | 2010-01-05 | Rep | Advising on securities | 2008-09-05 | 2010-01-05 | Rep | Automated trading services | 2008-11-07 | 2010-01-05 | Rep | Dealing in futures contracts | 2008-11-07 | 2010-01-05 |
| 5 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2008-09-05 | 2008-11-24 | Rep | Dealing in futures contracts | 2008-09-05 | 2008-11-24 |
| 6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-08-07 | 2010-01-05 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2005-01-24 | 2005-08-01 |
| 8 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-08-08 | 2008-04-25 |
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