Luo, Yi (SFC:AQE404) 羅毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2009-09-15 | 2013-01-04 |
| 2 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-01-30 | 2009-08-31 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2008-01-30 | 2009-08-31 |
| 4 | GOLDLINK CAPITAL (CORPORATE FINANCE) LIMITED | RO | Advising on corporate finance | 2023-11-24 | |
| 5 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2013-05-08 | 2014-09-09 |
| 6 | Soochow Securities International Asset Management Limited | RO | Advising on securities | 2019-07-18 | 2020-01-16 | RO | Asset management | 2019-07-18 | 2020-01-16 |
| 7 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2019-05-02 | 2019-06-11 | RO | Advising on corporate finance | 2019-06-11 | 2021-09-07 |
| 8 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | Advising on corporate finance | 2015-03-26 | 2019-02-27 |
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