Chan, Hung Ping 陳鴻平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Post & Capital Global Asset Management Limited | Rep | Asset management | 2016-10-03 | 2024-02-29 |
| 2 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-07-27 | 2011-09-22 |
| 3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2011-12-28 | 2013-06-20 |
| 4 | ExaByte Capital Management (HK) Limited | Rep | Asset management | 2014-04-03 | 2016-08-30 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-30 | 2011-12-10 | Rep | Dealing in securities | 2011-09-30 | 2011-12-10 |
| 6 | Oreana Financial Services Limited | Rep | Advising on securities | 2009-07-17 | 2009-09-14 | Rep | Asset management | 2009-07-17 | 2009-09-14 |
| 7 | PYXIS WEALTH ADVISORS LIMITED | Rep | Advising on securities | 2024-03-22 | Rep | Asset management | 2024-03-22 | Rep | Dealing in securities | 2024-03-22 |
| 8 | Sumitomo Mitsui Trust (Hong Kong) Limited | Rep | Advising on securities | 2014-01-07 | 2014-03-25 | Rep | Asset management | 2014-01-07 | 2014-03-25 |
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