Liu, Clement George 劉嘉肇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2009-05-11 | 2010-01-12 | RO | Advising on securities | 2010-01-12 | 2010-07-13 | RO | Dealing in securities | 2010-01-12 | 2010-07-13 | Rep | Advising on securities | 2010-07-13 | 2012-05-05 | Rep | Dealing in securities | 2010-07-13 | 2012-05-05 |
| 2 | HSBC GUYERZELLER FAR EAST LIMITED | Rep | Advising on securities | 2007-11-15 | 2009-04-01 | Rep | Asset management | 2007-11-15 | 2009-04-01 |
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