Lam, On Tai (SFC:AEC838) 林安泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-12-14 | 2007-09-07 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-01-03 | 2006-11-22 | Rep | Dealing in securities | 2005-01-03 | 2006-11-22 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2004-09-23 | 2004-11-30 | Rep | Dealing in securities | 2004-09-27 | 2004-11-30 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-04-08 | 2013-05-21 | Rep | Dealing in securities | 2013-04-08 | 2014-03-24 | RO | Advising on corporate finance | 2013-05-21 | 2014-03-24 |
| 5 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-05-16 | 2011-05-31 | Rep | Dealing in securities | 2011-05-16 | 2013-03-04 | RO | Advising on corporate finance | 2011-05-31 | 2013-03-04 |
| 6 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-09-27 | 2008-07-08 | RO | Advising on corporate finance | 2008-07-08 | 2010-05-05 |
| 7 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-06-08 | 2010-07-15 | Rep | Dealing in securities | 2010-06-08 | 2011-05-04 | RO | Advising on corporate finance | 2010-07-15 | 2011-05-04 |
| 8 | KINGSWAY CAPITAL LIMITED | Rep | Advising on securities | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Advising on corporate finance | 2004-09-17 |
| 9 | LY CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-11-30 | 2016-03-11 | Rep | Dealing in securities | 2015-11-30 | 2016-03-11 | RO | Advising on corporate finance | 2016-03-11 | 2017-10-14 | RO | Dealing in securities | 2016-03-11 | 2017-10-14 |
| 10 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2014-03-27 | 2014-04-30 | Rep | Dealing in securities | 2014-03-27 | 2014-04-30 | RO | Advising on corporate finance | 2014-04-30 | 2015-02-23 |
| 11 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-09 | 2015-02-23 |
| 12 | Red Solar Capital Limited | RO | Advising on corporate finance | 2017-10-17 | RO | Dealing in securities | 2017-10-17 |
| 13 | VBG Capital Limited | Rep | Advising on corporate finance | 2015-02-24 | 2015-03-18 | Rep | Dealing in securities | 2015-02-24 | 2015-11-10 | RO | Advising on corporate finance | 2015-03-18 | 2015-11-10 |
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