Gao, Ariana Jiasui 高嘉穗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CC Finance Limited | Rep | Advising on securities | 2010-02-24 | 2011-03-31 | Rep | Dealing in securities | 2010-02-24 | 2011-03-31 | Rep | Advising on corporate finance | 2010-02-24 | 2018-06-15 |
| 2 | Vision Capital Investment Management Limited | Rep | Asset management | 2011-05-20 | 2018-06-15 | Rep | Advising on securities | 2015-02-16 | 2018-06-15 | Rep | Dealing in securities | 2015-02-16 | 2018-06-15 |
| 3 | Yunfeng Asset Management Limited | Rep | Asset management | 2018-07-31 | 2018-10-05 | RO | Asset management | 2018-10-05 | RO | Advising on securities | 2020-04-20 |
| 4 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2018-07-31 | Rep | Advising on securities | 2018-07-31 | 2018-10-05 | Rep | Asset management | 2018-07-31 | 2018-10-05 | RO | Advising on securities | 2018-10-05 | RO | Asset management | 2018-10-05 |
| 5 | Yunfeng Securities Limited | Rep | Dealing in securities | 2018-07-31 | Rep | Advising on securities | 2018-07-31 | 2018-10-05 | RO | Advising on securities | 2018-10-05 |
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