Mak, Siu Chung (SFC:ALQ825) 麥兆忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2021-02-24 | 2022-10-12 | Rep | Asset management | 2021-02-24 | 2022-10-12 |
| 2 | DORIC CAPITAL CORPORATION | Rep | Advising on futures contracts | 2005-01-27 | 2005-05-18 | Rep | Advising on securities | 2005-01-27 | 2005-05-18 | Rep | Asset management | 2005-01-27 | 2005-05-18 |
| 3 | Vision Capital Investment Management Limited | Rep | Asset management | 2005-06-14 | 2021-02-01 | Rep | Dealing in securities | 2005-06-29 | 2021-02-01 | Rep | Advising on securities | 2008-01-25 | 2021-02-01 |
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