Li, Stephanie 李培芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-06-25 | Rep | Advising on securities | 2003-08-06 | Rep | Asset management | 2003-08-06 | Rep | Dealing in securities | 2003-08-06 | Rep | Automated trading services | 2004-03-11 | RO | Asset management | 2003-08-06 | 2006-04-24 | RO | Advising on securities | 2003-08-06 | 2015-10-28 | RO | Dealing in securities | 2003-08-06 | 2015-10-28 | Rep | Advising on securities | 2015-10-28 | Rep | Dealing in securities | 2015-10-28 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-08-06 | RO | Dealing in futures contracts | 2003-08-06 | 2015-10-28 | Rep | Dealing in futures contracts | 2015-10-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy