Yeung, Eric Sau San 楊秀臣

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RO Advising on corporate finance 2004-09-30 2007-04-19
RO Dealing in securities 2004-09-30 2007-04-19
2 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2007-04-30 2007-06-11
RO Advising on securities 2007-06-11 2014-04-01
RO Dealing in securities 2007-06-11 2014-04-01
3 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2007-09-03 2010-04-19
RO Dealing in futures contracts 2010-04-19 2014-04-01
4 CSI Corporate Finance (HK) Limited RO Advising on securities 2004-07-30
RO Advising on corporate finance 2004-08-18
RO Dealing in securities 2004-08-18
Rep Advising on corporate finance 2012-04-18 2014-04-01
5 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED RO Advising on securities 2015-03-31 2024-03-13
RO Asset management 2015-03-31 2024-03-13
RO Dealing in securities 2016-06-15 2024-03-13
6 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED RO Advising on securities 2023-12-22 2024-03-26
RO Asset management 2023-12-22 2024-03-26
RO Dealing in securities 2023-12-22 2024-03-26
7 ICBC INTERNATIONAL FUTURES LIMITED RO Dealing in futures contracts 2015-03-31 2020-09-03
8 ICBC INTERNATIONAL RESEARCH LIMITED RO Advising on securities 2015-03-31 2017-06-09
9 ICBC INTERNATIONAL SECURITIES LIMITED Rep Advising on securities 2014-04-17 2014-05-23
Rep Dealing in futures contracts 2014-04-17 2014-05-23
Rep Dealing in securities 2014-04-17 2014-05-23
RO Dealing in futures contracts 2014-05-23 2019-12-30
RO Advising on securities 2014-05-23 2020-09-03
RO Dealing in securities 2014-05-23 2020-09-03

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