Chan, Sze Ho (SFC:AWZ026) 陳思浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-07-27 | 2017-07-27 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-05-15 | 2017-07-27 |
| 3 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-01-03 | 2020-07-28 |
| 4 | CMBC International Securities Limited | Rep | Advising on securities | 2018-12-03 | 2020-07-28 | Rep | Dealing in securities | 2018-12-03 | 2020-07-28 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-01-03 | 2020-07-28 | Rep | Dealing in securities | 2018-01-03 | 2020-07-28 |
| 6 | I Win Asset Management Limited | Rep | Advising on securities | 2022-03-04 | |
| 7 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2020-12-08 | 2022-03-11 | RO | Dealing in securities | 2022-03-11 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-03-11 | 2011-06-21 |
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