Chen, Hao (SFC:ATB830) 陳灝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Asset Management Limited | RO | Advising on securities | 2018-08-28 | RO | Asset management | 2018-08-28 |
| 2 | AJ Futures Limited | RO | Dealing in futures contracts | 2019-07-08 | |
| 3 | AJ Securities Limited | RO | Dealing in securities | 2018-01-03 | RO | Advising on securities | 2018-07-20 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-08-17 | 2017-09-05 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-06-19 | 2017-09-05 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-05-29 | 2011-08-12 | Rep | Advising on securities | 2009-08-12 | 2011-08-12 |
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