Lau, Janet Kit Yan 劉潔茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2014-02-24 | |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2014-02-24 | |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-11-12 | 2014-02-15 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2009-11-12 | 2014-02-15 |
| 5 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2009-10-28 |
| 6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-27 | 2009-10-28 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2008-04-22 | 2009-04-17 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-11-26 | 2009-04-17 |
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