Liu, Hsiang Wen 劉湘雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-06-11 | 2012-06-01 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-11-24 | 2012-06-01 |
| 3 | IDEG Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2020-05-18 | 2021-07-01 | Rep | Asset management | 2020-05-18 | 2021-07-01 | Rep | Dealing in securities | 2020-05-18 | 2021-07-01 |
| 4 | Open Asset Management Limited | RO | Advising on securities | 2008-04-01 | 2008-10-22 |
| 5 | Open Securities Limited | Rep | Advising on corporate finance | 2004-05-07 | Rep | Advising on securities | 2004-05-07 | Rep | Asset management | 2004-05-07 | Rep | Dealing in securities | 2006-09-29 | RO | Dealing in securities | 2006-09-29 | 2008-10-22 | RO | Advising on securities | 2008-04-01 | 2008-10-22 |
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