Faure, Adrian Hendrik (SFC:AAB930) 霍哲仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2005-05-23 | 2005-07-18 | RO | Advising on securities | 2005-07-18 | 2013-06-01 | RO | Automated trading services | 2009-11-03 | 2013-06-01 | RO | Dealing in securities | 2009-11-03 | 2013-06-01 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-11-03 | 2013-06-01 | RO | Dealing in securities | 2009-11-03 | 2013-06-01 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-13 | Rep | Asset management | 2004-01-13 | Rep | Dealing in securities | 2004-01-13 | Rep | Advising on securities | 2004-03-17 | RO | Advising on securities | 2004-03-17 | 2005-04-25 |
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