Lin, Grace (SFC:AGB231) 林文萱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-09-13 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2003-09-13 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2003-09-13 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-09-13 | |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-09-26 | 2007-10-15 |
| 6 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-11 | 2013-08-31 |
| 7 | Citigroup Global Markets Asia Limited | RO | Dealing in securities | 2007-10-15 | |
| 8 | Citigroup Global Markets Asia Limited | RO | Automated trading services | 2008-03-31 | 2018-10-08 |
| 9 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2011-04-11 | |
| 10 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-03 |
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