Hitsch, Rudolf 吳林峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-13 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-10-13 | |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-10-13 | |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Asset management | 2004-10-13 | |
| 6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-02-27 | |
| 7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-02-27 | |
| 8 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-11-11 | 2013-08-31 |
| 9 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-11 | 2013-08-31 |
| 10 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-11-11 | 2016-05-21 |
| 11 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-27 | 2016-05-21 |
| 12 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2023-04-18 | 2023-08-22 |
| 13 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-04-18 | 2023-08-22 |
| 14 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2023-08-22 | |
| 15 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in securities | 2023-08-22 |
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