Hitsch, Rudolf 吳林峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2023-08-22 | |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in securities | 2023-08-22 | |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-13 | |
5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-10-13 | |
6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-10-13 | |
7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Asset management | 2004-10-13 | |
8 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-02-27 | |
9 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-02-27 | |
10 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-11-11 | 2013-08-31 |
11 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-11 | 2013-08-31 |
12 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-11-11 | 2016-05-21 |
13 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-27 | 2016-05-21 |
14 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2023-04-18 | 2023-08-22 |
15 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-04-18 | 2023-08-22 |
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