Lam, Ka Wai (SFC:AOU392) 林嘉惟

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on securities 2010-12-22 2017-08-30
2 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2007-04-11 2010-09-22
Rep Advising on securities 2010-04-08 2010-09-22

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